Swiss Exchange September 2016 Statistics: Higher Turnover And Trading Volume
The statistical monthly report contains the latest trade and turnover figures for SIX Swiss Exchange.read more...
View ArticleConcurring Statement of Commissioner Sharon Y. Bowen Regarding Order...
Concurring Statement of Commissioner Sharon Y. Bowen Regarding Order Establishing De Minimis Threshold Phase-In Termination Date Pursuant to Commission Regulation 1.3(ggg)(4)(ii)(C)(1)
View ArticleStatement of Chairman Timothy Massad on Order Extending De Minimis Threshold...
Statement of Chairman Timothy Massad on Order Extending De Minimis Threshold Phase-In Termination Date
View ArticleCommission Approves an Order Regarding Swap Dealer Registration De Minimis...
The U.S. Commodity Futures Trading Commission (Commission) today approved an Order establishing December 31, 2018 as the swap dealer registration de minimis threshold phase-in termination date.
View ArticleESMA AND IFRS® Foundation Strengthen Cooperation
The European Securities and Markets Authority (ESMA) and the IFRS Foundation today announced an updated set of protocols under which the two organisations will deepen their cooperation on the...
View ArticleSIFMA President And CEO Kenneth E. Bentsen, Jr. Opening Remarks SIFMA AMG...
Good morning and thank you all for being here today to talk about global developments in the asset management industry. As many of you know, SIFMA’s asset management group, or AMG, has been...
View ArticleCFTC: Commission Approves An Order Regarding Swap Dealer Registration De...
The U.S. Commodity Futures Trading Commission (Commission) today approved an Order establishing December 31, 2018 as the swap dealer registration de minimis threshold phase-in termination date.read...
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Hong Kong's Securities And Futures Commission Commences Cybersecurity Review...
The Securities and Futures Commission (SFC) has launched a review to assess the cybersecurity preparedness, compliance and resilience of brokers’ internet and mobile trading systems (Note 1). read more...
View ArticleConcurring Statement Of CFTC Commissioner Sharon Y. Bowen Regarding Order...
While we might disagree on the details of today’s order, I think we can all agree on one thing: today’s action is very important to how the swaps industry operates and our system of financial...
View ArticleStatement At Open Meeting: Modernizing And Enhancing Investment Company And...
Good morning. This is an open meeting of the Securities and Exchange Commission on October 13, 2016 under the Government in the Sunshine Act.read more...
View ArticleStatement Of CFTC Chairman Timothy Massad On Order Extending De Minimis...
I thank my fellow Commissioners for unanimously supporting this order, which extends the phase-in of the de minimis threshold for swap dealing by one year.read more...
View ArticleSEC: Hedge Fund Firm And Supervisor Charged With Failing To Prevent Insider...
The Securities and Exchange Commission today announced that a hedge fund advisory firm and a senior research analyst have agreed to settle charges related to their failures to detect insider trading...
View ArticleOffice Of The Comptroller Of The Currency Releases CRA Evaluations For 26...
The Office of the Comptroller of the Currency (OCC) today released a list of Community Reinvestment Act (CRA) performance evaluations that became public during the period of September 1, 2016 through...
View ArticleSEC Adopts Rules To Modernize Information Reported By Funds, Require...
The Securities and Exchange Commission today voted to adopt changes to modernize and enhance the reporting and disclosure of information by registered investment companies and to enhance liquidity risk...
View ArticleIFDP 2016-1181: Can Learning Explain Boom-Bust Cycles In Asset Prices? An...
Colin Caines | Explaining asset price booms poses a difficult question for researchers in macroeconomics: how can large and persistent price growth be explained in the absence large and persistent...
View ArticleIFDP 2016-1182: Option-Implied Libor Rate Expectations across Currencies
Nick Gebbia | In this paper, I study risk-neutral probability densities regarding future Libor rates denominated in British pounds, euros, and US dollars as implied by option prices. I apply Breeden...
View ArticleSIFMA AMG Statement On Today’s SEC Rulemakings
SIFMA’s Asset Management Group (AMG) issued the following statement on today’s rulemakings by the Securities and Exchange Commission (SEC) from Timothy Cameron, managing director and head of SIFMA AMG:...
View ArticleStatement On Adoption Of Investment Company Reporting Modernization, SEC...
In 2015, the Commission issued two proposals to modernize reporting requirements for registered investment advisers and registered investment funds. We adopted the first of these proposals in August....
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Wiley Study Guide for 2017 Level I CFA Exam: Complete Set
The Wiley Study Guides for the Level I CFA exam are proven to help candidates understand, retain, and master the CFA Program Curriculum, complete with color-coded Study Guides and coverage of every...
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